"Implementation of a new records and information management policy is a critical step toward ensuring CBRM's documents are properly classified, easily retrievable and compliant with regulatory ...

The National Labor Relations Board on Feb. 14 rescinded several enforcement guidance documents issued during the Biden administration in a bid to shift the agency’s policy stance. The affected ...

The documents posted on this site are XML renditions of published ... The OFR/GPO partnership is committed to presenting accurate and reliable regulatory information on FederalRegister.gov with the ...

nCino KYC – powering a new era of FICA compliance. (Image: nCino KYC Africa ... This seamless process eliminates the need for manual document collection, ensuring fast and secure identity ...

The documents posted on this site are XML renditions of published ... The OFR/GPO partnership is committed to presenting accurate and reliable regulatory information on FederalRegister.gov with the ...

Over my forty years or so in and around dealing rooms and financial markets, I have heard many theories as to how to approach that problem and have settled on a process that has worked for me.

Policy management is the sturdy scaffolding that supports governance, risk, and compliance (GRC) objectives while shaping corporate culture and ensuring adherence to regulatory obligations ... and ...

Andrew Stavish, Head of Compliance, will oversee the company’s regulatory strategy, refine risk management procedures, and advise on legal and compliance matters. Stavish’s prior experience ...

Addressing these challenges requires intelligent document processing and technology ... case processing also supports compliance with the regulatory requirements of other countries.